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Filing Details

Accession Number:: 0001209191-20-001467
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-01-03 21:16:01
Reporting Period:: 2019-12-31

Accepted Time:: 2020-01-03 21:16:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1567514	Intra-Cellular Therapies Inc.	ITCI	Pharmaceutical Preparations (2834)	364742850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1585697	J. Lawrence Hineline	C/O Intra-Cellular Therapies, Inc. 430 East 29Th Street New York NY 10016	Svp Of Finance Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-12-31	7,807	$0.00	27,607	No	4	A	Direct
Common Stock	Disposition	2020-01-02	1,800	$31.84	25,807	No	4	S	Direct
Common Stock	Disposition	2020-01-02	4,982	$32.46	20,825	No	4	S	Direct
Common Stock	Disposition	2020-01-02	1,000	$33.28	19,825	No	4	S	Direct
Common Stock	Disposition	2020-01-02	25	$34.30	19,800	No	4	S	Direct
Common Stock	Disposition	2020-01-02	1,000	$0.00	18,800	No	4	G	Direct
Common Stock	Acquisiton	2020-01-03	5,298	$0.00	24,098	No	4	M	Direct
Common Stock	Acquisiton	2020-01-03	16,160	$0.00	40,258	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct
No	4	M	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-01-03	5,298	$0.00	5,298	$0.00
Common Stock	Restricted Stock Units	Disposition	2020-01-03	16,160	$0.00	16,160	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct
16,160			No	4	M	Direct

Footnotes

Represents shares issued upon the vesting of performance stock units.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 19, 2019. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of performance stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.56 to $31.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.10 to $33.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.
The gift reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 19, 2019.
Restricted stock units convert into common stock on a one-for-one basis.
Each restricted stock unit represents a contingent right to receive one share of common stock.
On January 3, 2017, the reporting person was granted 15,893 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
On January 3, 2018, the reporting person was granted 48,480 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.