Filing Details
- Accession Number:
- 0001209191-20-001447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-03 20:40:46
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-03 20:40:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1707753 | Elastic N.v. | ESTC | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1753445 | Shay Banon | C/O Elastic N.v. 800 West El Camino Real, Suite 350 Mountain View CA 94040 | Ceo And Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2020-01-02 | 1,667 | $10.15 | 8,443,358 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2020-01-02 | 8,333 | $13.07 | 8,451,691 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2020-01-02 | 3,943 | $65.67 | 8,447,748 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2020-01-02 | 6,057 | $66.40 | 8,441,691 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee stock option (right to buy) | Disposition | 2020-01-02 | 1,667 | $0.00 | 1,667 | $10.15 |
| Ordinary Shares | Employee stock option (right to buy) | Disposition | 2020-01-02 | 8,333 | $0.00 | 8,333 | $13.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 595,279 | 2027-09-06 | No | 4 | M | Direct | |
| 233,336 | 2028-04-02 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2019.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.95 to $65.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $65.97 to $66.89, inclusive.
- The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017.
- The ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 2, 2018.
Billionaire Hedge Funds
