Home > Insider Trading > Filing (0001562180-20-000149)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543151	Uber Technologies Inc	UBER	Services-Business Services, Nec (7389)	452647441

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1775373	Thuan Pham	1455 Market Street, 4Th Floor San Francisco CA 94103	Chief Technology Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-01-01	1,893	$29.74	4,641,330	No	4	F	Direct
Common Stock	Disposition	2020-01-03	10,000	$30.56	4,631,330	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	470,367	Indirect	Annuity Trust
Common Stock	470,367	Indirect	Annuity Trust

Footnotes

Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2020.
This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.48 to $30.62, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.