Filing Details
- Accession Number:
- 0001786366-20-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-03 17:47:34
- Reporting Period:
- 2019-12-31
- Accepted Time:
- 2020-01-03 17:47:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424864 | Rise Gold Corp. | RYESD | Metal Mining (1000) | 300692325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1786366 | Ward Lawrence Lepard | Suite 650, 669 Howe Street Vancouver A1 V6C 0B4 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-31 | 100,000 | $0.48 | 591,875 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-12-31 | 198,000 | $0.50 | 930,000 | No | 4 | P | Indirect | By EMA GARP FUND LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By EMA GARP FUND LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 135,000 | Indirect | By Lepard Children |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $0.70 | 2019-08-21 | 2024-08-21 | 100,000 | 100,000 | Direct |
| Common Stock | Warrants | $1.20 | 2018-09-17 | 2021-09-17 | 81,875 | 81,875 | Direct |
| Common Stock | Warrants | $1.00 | 2019-08-19 | 2022-08-19 | 200,000 | 200,000 | Direct |
| Common Stock | Warrants | $1.50 | 2018-04-18 | 2021-04-18 | 130,000 | 130,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2019-07-03 | 2022-07-03 | 50,000 | 50,000 | Indirect |
| Common Stock | Warrants | $1.00 | 2019-08-19 | 2022-08-19 | 250,000 | 250,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-08-21 | 100,000 | 100,000 | Direct |
| 2021-09-17 | 81,875 | 81,875 | Direct |
| 2022-08-19 | 200,000 | 200,000 | Direct |
| 2021-04-18 | 130,000 | 130,000 | Indirect |
| 2022-07-03 | 50,000 | 50,000 | Indirect |
| 2022-08-19 | 250,000 | 250,000 | Indirect |
Footnotes
- On December 16, 2019, the issuer effected a 1 for 10 reverse stock split (the "Reverse Split"). All numbers reported on this Form 4 have been adjusted to reflect the Reverse Split.
- Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.4547 to $0.5768. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $0.4579 to $0.58. The reporting person undertakes to provide the issuer, any security holder of the issuer, and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- Represents a price in Canadian dollars.
Billionaire Hedge Funds
