Filing Details
- Accession Number:
- 0001104659-20-000979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-03 17:18:32
- Reporting Period:
- 2019-12-23
- Accepted Time:
- 2020-01-03 17:18:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1264587 | Stemline Therapeutics Inc | STML | Pharmaceutical Preparations (2834) | 450522567 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456864 | David Gionco | C/O Stemline Therapeutics, Inc. 750 Lexington Avenue, Eleventh Floor New York NY 10022 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-23 | 421 | $10.58 | 239,517 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-24 | 2,388 | $10.97 | 237,129 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-26 | 1,511 | $10.75 | 235,618 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-27 | 197 | $10.48 | 235,421 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- In connection with the vesting of 9,505 shares on December 21, 2019, a total of 4,517 shares were sold by the Company in order to satisfy the reporting person's tax withholding obligations. The reporting person had no discretion with respect to such sale, which was conducted automatically in accordance with the issuer's corporate policies. 421 shares were sold on December 23, 2019; 2,388 shares were sold on December 24, 2019; 1,511 shares were sold on December 26, 2019; and 197 shares were sold on December 27, 2019.
- Reflects the weighted average sale price. The range of prices for the shares sold on December 23, 2019 was $10.37 to $10.75; the range of prices for the shares sold on December 24, 2019 was $10.81 to $11.15; the range of prices for the shares sold on December 26, 2019 was $10.52 to $11.20; and the range of prices for the shares sold on December 27, 2019 was $10.34 to $10.76. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Of the shares listed, 180,402 shares are restricted stock.
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