Filing Details
- Accession Number:
- 0001209191-20-001102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-03 16:47:24
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-03 16:47:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1401667 | Puma Biotechnology Inc. | PBYI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358285 | H Alan Auerbach | C/O Puma Biotechnology, Inc. 10880 Wilshire Blvd., Suite 2150 Los Angeles CA 90024 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-01-02 | 43 | $8.32 | 4,187,004 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-01-02 | 5,973 | $8.39 | 4,181,031 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were to satisfy tax obligations in connection with the vesting of restricted stock units.
Billionaire Hedge Funds
