Filing Details

Accession Number:
0001562180-20-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-01-03 16:10:10
Reporting Period:
2020-01-02
Accepted Time:
2020-01-03 16:10:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1629019 Merchants Bancorp MBIN State Commercial Banks (6022) 205747400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718356 R. Michael Dury 410 Monon Boulevard
Carmel IN 46032
President Of Merchants Capital No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-01-02 2,500 $19.70 48,176 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
8 % Non-Cumulative, Perpetual Preferred Stock 300 Direct
Series A Preferred Stock 4,000 Direct
Footnotes
  1. These shares were part of an automatic sell to cover transaction to satisfy tax withholding obligations in connection with the vesting of restricted stock units and do no represent discretionary trades by the reporting person.
  2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $19.56 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. includes 9,150 unvested restricted stock units for which the reporting person does not have voting rights or receive dividends until vested and shares are issued: 5,237 vesting 12/31/2020 and 3,913 vesting 12/31/2021.