Filing Details
- Accession Number:
- 0001127602-20-000490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-03 14:45:20
- Reporting Period:
- 2020-01-02
- Accepted Time:
- 2020-01-03 14:45:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
84246 | Rli Corp | RLI | Fire, Marine & Casualty Insurance (6331) | 370889946 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192707 | J Michael Stone | 9025 N. Lindbergh Drive Peoria IL 61615 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-01-02 | 3,382 | $0.00 | 12,882 | No | 4 | J | Indirect | By Trust |
Common Stock | Acquisiton | 2020-01-02 | 3,382 | $0.00 | 246,355 | No | 4 | J | Direct | |
Common Stock | Disposition | 2020-01-02 | 1,494 | $89.23 | 244,861 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Trust |
No | 4 | J | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,838 | Indirect | M.J. Stone Grantor Retained Annuity Trust (M6) dtd. 10/31/11 |
Common Stock | 1,580 | Indirect | By Wife, Custodian UTMA-FL |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | $0.00 | 605 | 605 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
605 | 605 | Direct |
Footnotes
- Quarterly distribution from the RLI Corp. Executive Deferred Compensation Plan to Michael J. Stone.
- Ownership reflects dividend reinvestment
- Sale of shares re payment of tax liability on quarterly deferred compensation distribution.
- Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
- These restricted stock units are scheduled to vest 100% on the earlier of (1) the date of the RLI Corp. 2020 Annual Shareholders' Meeting or (2) one year after the date of grant.