Filing Details
- Accession Number:
- 0001209191-20-000357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-02 16:53:26
- Reporting Period:
- 2019-12-26
- Accepted Time:
- 2020-01-02 16:53:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1169987 | Htg Molecular Diagnostics Inc | HTGM | Laboratory Analytical Instruments (3826) | 860912294 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194674 | B Tim Johnson | C/O Htg Molecular Diagnostics, Inc. 3430 E. Global Loop Tucson AZ 85706 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-26 | 5,718 | $0.72 | 256,121 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-31 | 1,381 | $0.70 | 254,740 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- Reported transaction occurred pursuant to a Rule 10b5-1 Plan adopted November 25, 2019.
- The weighted average sale price for the transaction reported was $0.718694, and the range of prices were between $0.690 and $0.751. Upon request by the SEC staff, the Issuer, or any securityholder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
- Represents shares withheld by the Issuer to satisfy income tax obligations associated with the vesting of a Restricted Stock Unit Award granted to the Reporting Person on August 16, 2018.
Billionaire Hedge Funds
