Filing Details
- Accession Number:
- 0001123292-20-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-02 16:44:11
- Reporting Period:
- 2019-12-30
- Accepted Time:
- 2020-01-02 16:44:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1571996 | Dell Technologies Inc | DELL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528597 | P Rory Read | One Dell Way Round Rock TX 78682 | Chief Operating Executive | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class C Common Stock | Acquisiton | 2019-12-30 | 60,000 | $26.67 | 73,448 | No | 4 | M | Direct | |
| Class C Common Stock | Disposition | 2019-12-30 | 60,000 | $50.99 | 13,448 | No | 4 | S | Direct | |
| Class C Common Stock | Acquisiton | 2019-12-31 | 10,000 | $26.67 | 23,448 | No | 4 | M | Direct | |
| Class C Common Stock | Disposition | 2019-12-31 | 9,900 | $51.35 | 13,548 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2019-12-31 | 100 | $51.37 | 13,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class C Common Stock | Options to Acquire Class C Common Stock | Disposition | 2019-12-30 | 60,000 | $0.00 | 60,000 | $26.67 |
| Class C Common Stock | Options to Acquire Class C Common Stock | Disposition | 2019-12-31 | 10,000 | $0.00 | 10,000 | $26.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 371,500 | 2025-05-29 | No | 4 | M | Direct | |
| 361,500 | 2025-05-29 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 represents a weighted average sales price of $50.985. These shares were sold in multiple transactions at prices ranging from $50.96 to $51.12, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The performance-based options are fully vested.
- Consists of 82,600 time-based options and 288,900 performance-based options.
- The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015.
- Consists of 72,600 time-based options and 288,900 performance-based options.
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