Filing Details
- Accession Number:
- 0001214659-20-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-01-02 11:35:26
- Reporting Period:
- 2019-12-27
- Accepted Time:
- 2020-01-02 11:35:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1048941 | R Geoffrey Bailey | 601 Corporate Circle Golden CO 80401 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-27 | 7,300 | $1.60 | 22,634 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 7,050 | $1.55 | 29,684 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 2,300 | $1.55 | 31,984 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 1,800 | $1.55 | 33,784 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 1,250 | $1.54 | 35,034 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 200 | $1.58 | 35,234 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 100 | $1.55 | 35,334 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2019-11-16 | 2021-11-16 | 1,827 | 1,827 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2018-06-27 | 2021-06-27 | 3,230 | 5,057 | Direct |
Common Stock | Non-Qualified Stock Options | $1.56 | 2010-12-13 | 2020-12-13 | 666 | 666 | Direct |
Common Stock | Non-Qualified Stock Options | $1.31 | 2011-12-14 | 2021-12-14 | 5,000 | 5,666 | Direct |
Common Stock | Non-Qualified Stock Options | $2.31 | 2013-01-02 | 2023-01-02 | 2,000 | 7,666 | Direct |
Common Stock | Non-Qualified Stock Options | $2.44 | 2013-09-27 | 2023-09-27 | 5,000 | 12,666 | Direct |
Common Stock | Non-Qualified Stock Options | $5.29 | 2015-11-23 | 2025-11-23 | 3,781 | 16,447 | Direct |
Common Stock | Non-Qualified Stock Options | $4.25 | 2018-07-23 | 2028-07-23 | 2,715 | 19,162 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-16 | 1,827 | 1,827 | Direct |
2021-06-27 | 3,230 | 5,057 | Direct |
2020-12-13 | 666 | 666 | Direct |
2021-12-14 | 5,000 | 5,666 | Direct |
2023-01-02 | 2,000 | 7,666 | Direct |
2023-09-27 | 5,000 | 12,666 | Direct |
2025-11-23 | 3,781 | 16,447 | Direct |
2028-07-23 | 2,715 | 19,162 | Direct |
Footnotes
- The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Reporting Person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Reporting Person was granted 666 (post-split reflected) Non-Qualified Stock Options (Right to Buy) on December 13, 2010 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 5,000 Non-Qualified Stock Options (Right to Buy) on December 14, 2011 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 2,000 Non-Qualified Stock Options (Right to Buy) on January 1, 2013 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 5,000 Non-Qualified Stock Options (Right to Buy) on September 27, 2013 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 3,781 Non-Qualified Stock Options (Right to Buy) on November 23, 2015 vesting at 1/5 of the total amount granted over five years.
- The Reporting Person was granted 2,715 Non-Qualified Stock Options (Right to Buy) on July 23, 2018 vesting at 1/5 of the total amount granted over five years.