Filing Details

Accession Number:
0000899243-19-030280
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-31 19:00:21
Reporting Period:
2019-12-30
Accepted Time:
2019-12-31 19:00:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399529 Dicerna Pharmaceuticals Inc DRNA Pharmaceutical Preparations (2834) 205993609
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598479 D Bob Brown C/O Dicerna Pharmaceuticals, Inc.
33 Hayden Avenue
Lexington MA 02421
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-30 8,185 $3.42 17,855 No 4 M Direct
Common Stock Acquisiton 2019-12-30 4,951 $2.97 22,806 No 4 M Direct
Common Stock Disposition 2019-12-30 21,466 $21.84 1,340 No 4 S Direct
Common Stock Disposition 2019-12-30 1,340 $22.01 0 No 4 S Direct
Common Stock Acquisiton 2019-12-31 5,000 $3.42 5,000 No 4 M Direct
Common Stock Acquisiton 2019-12-31 11,941 $2.97 16,941 No 4 M Direct
Common Stock Disposition 2019-12-31 11,941 $22.00 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-12-30 8,185 $0.00 8,185 $3.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-12-30 4,951 $0.00 4,951 $2.97
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-12-31 5,000 $0.00 5,000 $3.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-12-31 11,941 $0.00 11,941 $2.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
106,659 2023-09-24 No 4 M Direct
70,049 2027-01-03 No 4 M Direct
101,659 2023-09-24 No 4 M Direct
58,108 2027-01-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.
  2. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.17, inclusive. The reporting person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of to Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.17, inclusive. The reporting person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of to Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The option vested 1/48 monthly on last day of each month with the vesting start date of 7/30/2013.
  5. The option vests in 48 monthly installments over the four-year period starting on the last day of January 2017, subject in each case to the reporting person's continued service with the issuer through the applicable vesting date.