Filing Details
- Accession Number:
- 0000899243-19-030280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-31 19:00:21
- Reporting Period:
- 2019-12-30
- Accepted Time:
- 2019-12-31 19:00:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399529 | Dicerna Pharmaceuticals Inc | DRNA | Pharmaceutical Preparations (2834) | 205993609 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598479 | D Bob Brown | C/O Dicerna Pharmaceuticals, Inc. 33 Hayden Avenue Lexington MA 02421 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-30 | 8,185 | $3.42 | 17,855 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-12-30 | 4,951 | $2.97 | 22,806 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-12-30 | 21,466 | $21.84 | 1,340 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-12-30 | 1,340 | $22.01 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-12-31 | 5,000 | $3.42 | 5,000 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-12-31 | 11,941 | $2.97 | 16,941 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-12-31 | 11,941 | $22.00 | 5,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-30 | 8,185 | $0.00 | 8,185 | $3.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-30 | 4,951 | $0.00 | 4,951 | $2.97 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-31 | 5,000 | $0.00 | 5,000 | $3.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-31 | 11,941 | $0.00 | 11,941 | $2.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
106,659 | 2023-09-24 | No | 4 | M | Direct | |
70,049 | 2027-01-03 | No | 4 | M | Direct | |
101,659 | 2023-09-24 | No | 4 | M | Direct | |
58,108 | 2027-01-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2019.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.45 to $22.17, inclusive. The reporting person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of to Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.17, inclusive. The reporting person undertakes to provide to Dicerna Pharmaceuticals, Inc., any security holder of to Dicerna Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The option vested 1/48 monthly on last day of each month with the vesting start date of 7/30/2013.
- The option vests in 48 monthly installments over the four-year period starting on the last day of January 2017, subject in each case to the reporting person's continued service with the issuer through the applicable vesting date.