Filing Details
- Accession Number:
- 0001209191-19-062330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-31 18:36:55
- Reporting Period:
- 2019-12-27
- Accepted Time:
- 2019-12-31 18:36:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1792748 | H Elizabeth Eisenhardt | 1155 Battery St. C/O Argonaut Securities Co. San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-12-31 | 7,271 | $19.28 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-12-31 | 7,271 | $0.00 | 7,271 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-12-31 | 3,918 | $19.28 | 0 | No | 4 | S | Indirect | Trustee |
| Class A Common Stock | Acquisiton | 2019-12-31 | 3,918 | $0.00 | 3,918 | No | 4 | C | Indirect | Trustee |
| Class A Common Stock | Disposition | 2019-12-30 | 7,138 | $19.14 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-12-30 | 7,138 | $0.00 | 7,138 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-12-30 | 3,847 | $19.14 | 0 | No | 4 | S | Indirect | Trustee |
| Class A Common Stock | Acquisiton | 2019-12-30 | 3,847 | $0.00 | 3,847 | No | 4 | C | Indirect | Trustee |
| Class A Common Stock | Disposition | 2019-12-27 | 5,649 | $19.39 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-12-27 | 5,649 | $0.00 | 5,649 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-12-27 | 3,043 | $19.39 | 0 | No | 4 | S | Indirect | Trustee |
| Class A Common Stock | Acquisiton | 2019-12-27 | 3,043 | $0.00 | 3,043 | No | 4 | C | Indirect | Trustee |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Indirect | Trustee |
| No | 4 | C | Indirect | Trustee |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Indirect | Trustee |
| No | 4 | C | Indirect | Trustee |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Indirect | Trustee |
| No | 4 | C | Indirect | Trustee |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-31 | 7,271 | $0.00 | 7,271 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-31 | 3,918 | $0.00 | 3,918 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-30 | 7,138 | $0.00 | 7,138 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-30 | 3,847 | $0.00 | 3,847 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-27 | 5,649 | $0.00 | 5,649 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-27 | 3,043 | $0.00 | 3,043 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,126,115 | No | 4 | C | Direct | ||
| 4,294,723 | No | 4 | C | Indirect | ||
| 2,133,386 | No | 4 | C | Direct | ||
| 4,298,641 | No | 4 | C | Indirect | ||
| 2,140,524 | No | 4 | C | Direct | ||
| 4,302,488 | No | 4 | C | Indirect |
Footnotes
- Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.990 to $19.420 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- These shares are held by a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.990 to $19.370 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.1914 to $19.7050 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 951,376 shares that were distributed to the reporting person from a trust on September 26, 2019 and inadvertently omitted from previous filings.
Billionaire Hedge Funds
