Filing Details
- Accession Number:
- 0001567619-19-023762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-31 16:05:27
- Reporting Period:
- 2017-07-12
- Accepted Time:
- 2019-12-31 16:05:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 865752 | Monster Beverage Corp | MNST | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 471809393 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284353 | C Rodney Sacks | 1 Monster Way Corona CA 92879 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-20 | 160,832 | $0.00 | 665,171 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-12-27 | 46,717 | $0.00 | 711,888 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2017-07-12 | 30 | $50.73 | 30 | No | 4 | P | Indirect | By RCS Family Limited Partnership |
| Common Stock | Acquisiton | 2017-07-13 | 10 | $50.44 | 40 | No | 4 | P | Indirect | By RCS Family Limited Partnership |
| Common Stock | Disposition | 2019-03-25 | 40 | $54.44 | 0 | No | 4 | S | Indirect | By RCS Family Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | P | Indirect | By RCS Family Limited Partnership |
| No | 4 | P | Indirect | By RCS Family Limited Partnership |
| No | 4 | S | Indirect | By RCS Family Limited Partnership |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-05-20 | 112,743 | $0.00 | 112,743 | $43.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 97,257 | 2026-03-14 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,645,568 | Indirect | By Brandon Limited Partnership No. 1 |
| Common Stock | 29,386,944 | Indirect | By Brandon Limited Partnership No. 2 |
| Common Stock | 104,772 | Indirect | By Hilrod Holdings IV, L.P. |
| Common Stock | 214,284 | Indirect | By Hilrod Holdings V, L.P. |
| Common Stock | 323,700 | Indirect | By Hilrod Holdings VI, L.P. |
| Common Stock | 120,216 | Indirect | By Hilrod Holdings VII, L.P. |
| Common Stock | 568,584 | Indirect | By Hilrod Holdings VIII, L.P. |
| Common Stock | 453,444 | Indirect | By Hilrod Holdings IX, L.P. |
| Common Stock | 249,918 | Indirect | By Hilrod Holdings X, L.P. |
| Common Stock | 505,242 | Indirect | By Hilrod Holdings XI, L.P. |
| Common Stock | 327,186 | Indirect | By Hilrod Holdings XII, L.P. |
| Common Stock | 1,440,954 | Indirect | By Hilrod Holdings XIII, L.P. |
| Common Stock | 186,790 | Indirect | By Hilrod Holdings XIV, L.P. |
| Common Stock | 4,176 | Indirect | By Hilrod Holdings XV, L.P. |
| Common Stock | 1,251,150 | Indirect | By Hilrod Holdings XVI, L.P. |
| Common Stock | 1,678,336 | Indirect | By Hilrod Holdings XVII, L.P. |
| Common Stock | 506,566 | Indirect | By Hilrod Holdings XIX, L.P. |
| Common Stock | 3,091,215 | Indirect | By HHS 2010 GRAT #3 |
| Common Stock | 28,722 | Indirect | By HHS 2014 GRAT #2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | 0 | 11,118 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | 0 | 408,882 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $17.99 | 2023-06-03 | 0 | 210,000 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | 0 | 4,281 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | 0 | 420,000 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $23.35 | 2024-03-14 | 0 | 205,719 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | 0 | 2,214 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | 0 | 79,200 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $45.16 | 2025-03-13 | 0 | 156,186 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $43.99 | 2026-03-14 | 0 | 217,743 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | 0 | 203,666 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $46.27 | 2027-03-14 | 0 | 101,834 | Indirect | |
| Common Stock | Employee Stock Option (right to buy) | $58.73 | 2028-03-14 | 0 | 264,000 | Direct | |
| Common Stock | Employee Stock Option (right to buy) | $59.67 | 2029-03-14 | 0 | 291,600 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 0 | 38,700 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 0 | 68,134 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 0 | 100,600 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-06-03 | 0 | 11,118 | Direct |
| 2023-06-03 | 0 | 408,882 | Indirect |
| 2023-06-03 | 0 | 210,000 | Indirect |
| 2024-03-14 | 0 | 4,281 | Direct |
| 2024-03-14 | 0 | 420,000 | Indirect |
| 2024-03-14 | 0 | 205,719 | Indirect |
| 2025-03-13 | 0 | 2,214 | Direct |
| 2025-03-13 | 0 | 79,200 | Indirect |
| 2025-03-13 | 0 | 156,186 | Indirect |
| 2026-03-14 | 0 | 217,743 | Direct |
| 2027-03-14 | 0 | 203,666 | Direct |
| 2027-03-14 | 0 | 101,834 | Indirect |
| 2028-03-14 | 0 | 264,000 | Direct |
| 2029-03-14 | 0 | 291,600 | Direct |
| 0 | 38,700 | Direct | |
| 0 | 68,134 | Direct | |
| 0 | 100,600 | Direct |
Footnotes
- As a result of the distribution of shares, which were previously reported as indirectly beneficially owned by the reporting person, as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust to the reporting person and a transfer of shares directly to the reporting person, the total amount of shares directly owned has increased.
- The reporting person is the general partner of RCS Family Limited Partnership ("FLP") and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Unknown to the reporting person, FLP inadvertently acquired and sold shares of the Company's common stock through a broker managed discretionary account. The occurrence of the purchases on 07/12/2017 and 07/13/2017 resulted in matchable transactions on 01/09/2018. The reporting person has paid to the Company the full amount of the profit realized in connection with the transaction.
- The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., Hilrod Holdings XII, L.P., Hilrod Holdings XIII, L.P., Hilrod Holdings XIV, L.P., Hilrod Holdings XV, L.P., Hilrod Holdings XVI, L.P., Hilrod Holdings XVII, L.P., Hilrod Holdings XVIII, L.P. and Hilrod Holdings XIX, L.P. The reporting person is the trustee of each of HHS 2010 GRAT #3 and HHS 2014 GRAT #2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- Reflects the distribution of shares as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust and the transfer of shares directly to the reporting person as one of the general partners of Hilrod Holdings XVII, L.P. and Hilrod Holdings XIX, L.P., without consideration. The shares received from the in-kind annuity payment and direct transfer are directly beneficially owned by the reporting person.
- The options are currently vested.
- No transaction is being reported at this time. This line is only reporting holdings as of the date hereof.
- Reflects the assignment of options from Hilrod Holdings XVIII, L.P. as the proceeds of an in-kind annuity payment from an existing grantor retained annuity trust and the transfer of options directly to the reporting person as one of the general partners of Hilrod Holdings XVIII, L.P., without consideration. The options assigned from the in-kind annuity payment and direct transfer are directly beneficially owned by the reporting person.
- The options are currently vested with respect to 101,833 shares. The remaining options vest on March 14, 2020.
- The options are currently vested with respect to 88,000 shares. The options vest in two equal installments on March 14, 2020 and 2021.
- The options vest in three equal installments on March 14, 2020, 2021 and 2022.
- The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
- The remaining restricted stock units vest on March 14, 2020.
- Not applicable.
- The restricted stock units vest in two equal installments on March 14, 2020 and 2021.
- The restricted stock units vest in three equal installments on March 14, 2020, 2021 and 2022.
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