Filing Details
- Accession Number:
- 0000914851-19-000305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-31 11:18:55
- Reporting Period:
- 2019-12-30
- Accepted Time:
- 2019-12-31 11:18:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547341 | Clearbridge Mlp & Midstream Total Return Fund Inc. | CTR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279778 | D Harry Cohen | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-30 | 5,000 | $8.54 | 0 | No | 4 | S | Indirect | Shares purchaed for benefit of Mr. Cohen's son's account |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Shares purchaed for benefit of Mr. Cohen's son's account |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Direct |
Billionaire Hedge Funds
