Filing Details
- Accession Number:
- 0001209191-19-062171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-30 17:38:22
- Reporting Period:
- 2019-12-27
- Accepted Time:
- 2019-12-30 17:38:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245702 | Hari Pillai | 4353 North First Street San Jose CA 95134 | Evp Of Cig | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-12-27 | 37,500 | $0.00 | 37,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2019-12-30 | 37,500 | $6.81 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted stock units (Class A comnon stock) | Disposition | 2019-12-27 | 37,500 | $0.00 | 37,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
112,500 | No | 4 | M | Direct |
Footnotes
- Sales were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $6.28 to $7.20. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- The RSUs vest 25% on each of December 27, 2019, 2020, 2021 and 2022, subject to the reporting person's continued service on the vesting date.