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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1273636	Applied Genetic Technologies Corp	AGTC	Biological Products, (No Disgnostic Substances) (2836)	593553710

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1737272	B.v. Visions Inspirational	Gustav Mahlerplein 3 Amsterdam P7 1082 MS	No	No	Yes	No
1771821	2.0 Aescap Stichting	Gustav Mahlerplein 3 Amsterdam P7 1082 MS	No	No	Yes	No
1795073	Hendrik Johan Patrick Krol	Gustav Mahlerplein 3 Amsterdam P7 1082 MS	No	No	Yes	No
1795097	B.v. Management Fund Privium	Gustav Mahlerplein 3 Amsterdam P7 1082 MS	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-12-26	81,162	$5.24	1,780,762	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	24,999	Indirect	See footnote

Footnotes

Stichting Aescap 2.0's ("Aescap 2.0") sale of AGTC common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,544 shares, with Aescap 2.0's purchase of 2,544 shares of AGTC common stock at a price of $2.79 per share on November 19, 2019. Aescap 2.0 has agreed to pay to AGTC, upon settlement of the sale, $6,217.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
Shares of Common Stock held directly by Aescap 2.0. Privium Fund Management B.V. ("Privium") is the fund manager of Aescap 2.0 and may be deemed to beneficially own the shares held by Aescap 2.0. Patrick Johan Hendrik Krol ("Krol") is the portfolio manager of Privium and may be deemed to beneficially own the shares held by Aescap 2.0. Each of Privium and Krol disclaims beneficial ownership of all the shares held by Aescap 2.0 except to the extent of each of their pecuniary interest therein.
Shares of Common Stock held directly by Inspirational Visions BV ("Inspirational Visions"). Krol is the managing director of Inspirational Visions and may be deemed to beneficially own the shares held by Inspirational Visions.