Filing Details
- Accession Number:
- 0001441816-19-000252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-30 16:29:19
- Reporting Period:
- 2019-12-26
- Accepted Time:
- 2019-12-30 16:29:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615459 | Lawrence Michael Gordon | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Coo And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-12-26 | 10,000 | $0.00 | 109,773 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-12-26 | 10,000 | $134.19 | 99,773 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-26 | 10,000 | $0.00 | 10,000 | $6.50 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-12-26 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-12-26 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 258,859 | 2025-07-15 | No | 4 | M | Direct | |
| 10,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 1,000 | Indirect | By spouse |
| Class A Common Stock | 1,000 | Indirect | By child 1 |
| Class A Common Stock | 1,000 | Indirect | By child 2 |
| Class A Common Stock | 1,000 | Indirect | By child 3 |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, and (ii) at such time as the outstanding shares of Class B common stock represent less than 10% of the aggregate number of shares of the Issuer's capital stock outstanding.
- The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Immediately exercisable and fully vested.
Billionaire Hedge Funds
