Filing Details
- Accession Number:
- 0001127602-19-035906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-30 13:55:10
- Reporting Period:
- 2019-12-26
- Accepted Time:
- 2019-12-30 13:55:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010261 | Jr H Rupert Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 | Disposition | 2019-12-26 | 400,000 | $26.26 | 102,453,045 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.10 | 23,029 | Indirect | By 401(k) |
| Common Stock, Par Value $.10 | 563,735 | Indirect | By IRA |
| Common Stock, Par Value $.10 | 10,116 | Indirect | By Spouse |
Footnotes
- On December 4, 2019, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 1,039.3607 shares on such date per such required withdrawal.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of December 9, 2019.
- Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
Billionaire Hedge Funds
