Filing Details
- Accession Number:
- 0001380936-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-30 12:47:41
- Reporting Period:
- 2019-12-27
- Accepted Time:
- 2019-12-30 12:47:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380936 | Guggenheim Strategic Opportunities Fund | GOF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298064 | C Randall Barnes | 227 W Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-27 | 1,000 | $18.28 | 50,319 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 1,000 | $18.26 | 51,319 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-27 | 1,330 | $18.25 | 52,649 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 34,318 | Indirect | Mother's Roth IRA Account |
Common Stock | 22,482 | Indirect | Trust #1 |
Common Stock | 26,339 | Indirect | Trust #2 |