Filing Details

Accession Number:
0001380936-19-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-30 12:47:41
Reporting Period:
2019-12-27
Accepted Time:
2019-12-30 12:47:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380936 Guggenheim Strategic Opportunities Fund GOF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298064 C Randall Barnes 227 W Monroe Street
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-27 1,000 $18.28 50,319 No 4 P Direct
Common Stock Acquisiton 2019-12-27 1,000 $18.26 51,319 No 4 P Direct
Common Stock Acquisiton 2019-12-27 1,330 $18.25 52,649 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,318 Indirect Mother's Roth IRA Account
Common Stock 22,482 Indirect Trust #1
Common Stock 26,339 Indirect Trust #2