Filing Details

Accession Number:
0001104659-19-076495
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-27 17:00:57
Reporting Period:
2019-12-23
Accepted Time:
2019-12-27 17:00:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297989 Exlservice Holdings Inc. EXLS Services-Business Services, Nec (7389) 820572194
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373630 Rohit Kapoor 320 Park Avenue
New York NY 10022
Ceo & Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2019-12-23 751 $24.77 212,103 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2019-12-23 751 $70.90 211,352 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2019-12-23 1,099 $70.90 268,071 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2019-12-23 751 $0.00 751 $24.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,259 2022-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 40,219 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 177,134 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 84,000 Indirect See Footnote
Common Stock, Par Value $0.001 Per Share 84,000 Indirect See Footnote
Footnotes
  1. On December 20, 2019, the reporting person exercised previously issued options to purchase an aggregate of 751 shares of common stock of ExlService Holdings, Inc.
  2. This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
  3. This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.
  4. Owned by the Rohit Kapoor 2016 Family Trust.
  5. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
  6. Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
  7. Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
  8. Owned by the Shikha Kapoor 2005 Family Trust.
  9. On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.