Filing Details
- Accession Number:
- 0001104659-19-076403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-27 13:34:08
- Reporting Period:
- 2019-12-13
- Accepted Time:
- 2019-12-27 13:34:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1357971 | Energy Services Of America Corp | ESOA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270979 | V Douglas Reynolds | 75 West Third Ave Huntington WV 25701 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-13 | 1,700 | $0.77 | 1,360,134 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-16 | 6,000 | $0.83 | 1,366,134 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-18 | 1,500 | $0.81 | 1,367,634 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-19 | 3,000 | $0.76 | 1,370,634 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Preferred Stock | 13 | Direct | |
Preferred Stock | 4 | Indirect | Children |
Common Stock | 29,907 | Indirect | Children |
Footnotes
- Series A Preferred Stock will be convertible into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
- Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.