Filing Details

Accession Number:
0001209191-19-061950
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-26 16:47:06
Reporting Period:
2019-12-23
Accepted Time:
2019-12-26 16:47:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501756 Adverum Biotechnologies Inc. ADVM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233539 D Leone Patterson C/O Adverum Biotechnologies, Inc.
1035 O'Brien Drive
Menlo Park CA 94025
Ceo, President And Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-12-23 40,000 $10.72 228,496 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was pursuant to a 10b5-1 Plan.
  2. Represents weighted average sales price. The shares were sold at prices ranging from $10.30 to $11.055. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.