Filing Details
- Accession Number:
- 0000891839-19-000214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-26 16:31:47
- Reporting Period:
- 2019-12-23
- Accepted Time:
- 2019-12-26 16:31:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197594 | V James Continenza | C/O Eastman Kodak Company 343 State Street Rochester NY 14650 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2019-12-23 | 400,000 | $2.50 | 553,263 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 88,029 | 88,029 | Direct | ||
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $3.03 | 2026-02-19 | 1,150,000 | 1,150,000 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $4.53 | 2026-02-19 | 350,000 | 350,000 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $6.03 | 2026-02-19 | 350,000 | 350,000 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $12.00 | 2026-02-19 | 200,000 | 200,000 | Direct | |
| Common Stock, Par Value $.01 | Phantom Stock | $0.00 | 153,560 | 153,560 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 88,029 | 88,029 | Direct | |
| 2026-02-19 | 1,150,000 | 1,150,000 | Direct |
| 2026-02-19 | 350,000 | 350,000 | Direct |
| 2026-02-19 | 350,000 | 350,000 | Direct |
| 2026-02-19 | 200,000 | 200,000 | Direct |
| 153,560 | 153,560 | Direct |
Footnotes
- Price derived from purchase price for shares recently acquired by seller.
- These restricted stock units convert into common stock on a one-for-one basis and, except as otherwise provided in the award notice, vest on January 8, 2020, subject to continuous service as a member of the board of directors.
- This option is fully vested as of the date of this report.
- Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
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