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Home > Insider Trading > Filing (0000927628-19-000356)

Filing Details

Accession Number:: 0000927628-19-000356
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-23 18:46:01
Reporting Period:: 2019-12-20

Accepted Time:: 2019-12-23 18:46:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1195086	H Bradford Warner	1680 Capital One Drive Mclean VA 22102		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-12-20	8,113	$53.03	47,543	No	4	M	Direct
Common Stock	Disposition	2019-12-20	8,113	$104.36	39,430	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2019-12-20	8,113	$0.00	8,113	$53.03

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2012-05-11	2021-05-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	140	Indirect	By Wife

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.