Filing Details
- Accession Number:
- 0001209191-19-061821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 17:07:51
- Reporting Period:
- 2019-12-19
- Accepted Time:
- 2019-12-23 17:07:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1703463 | Jr W John Kosiba | C/O American Superconductor Corporation 114 East Main St Ayer MA 01432 | Svp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-12-19 | 10,287 | $7.63 | 200,171 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,055 | Indirect | By 401(k) Plan |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
- The sales were executed in multiple trades at prices ranging from $7.54-$7.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person holds 200,171 shares directly, which reflects an adjustment to correct a prior immaterial computational error.
- Following all the transactions reported on this Form 4, the reporting person holds 4,055 shares indirectly through the Company's 401(k) plan as of December 23, 2019.