Filing Details
- Accession Number:
- 0001104659-19-075649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 17:00:33
- Reporting Period:
- 2019-12-19
- Accepted Time:
- 2019-12-23 17:00:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1297989 | Exlservice Holdings Inc. | EXLS | Services-Business Services, Nec (7389) | 820572194 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1373630 | Rohit Kapoor | 320 Park Avenue New York NY 10022 | Ceo & Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2019-12-19 | 800 | $24.77 | 212,152 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-12-19 | 800 | $70.90 | 211,352 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-12-19 | 576 | $70.90 | 274,969 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Employee Stock Options (right to buy) | Disposition | 2019-12-19 | 800 | $0.00 | 800 | $24.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,518 | 2022-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 40,219 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 177,134 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 84,000 | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | 84,000 | Indirect | See Footnote |
Footnotes
- On December 19, 2019, the reporting person exercised previously issued options to purchase an aggregate of 800 shares of common stock of ExlService Holdings, Inc.
- This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
- This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.
- Owned by the Rohit Kapoor 2016 Family Trust.
- Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
- Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
- Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
- Owned by the Shikha Kapoor 2005 Family Trust.
- On February 7, 2012, the reporting person was granted 97,500 stock options. 25 percent of these options became vested and exercisable on February 7, 2013, an additional 25 percent became vested and exercisable on February 7, 2014, an additional 25 percent became vested and exercisable on February 7, 2015, and the balance of 25 percent became vested and exercisable on February 7, 2016.