Filing Details
- Accession Number:
- 0001567619-19-023548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 14:49:21
- Reporting Period:
- 2019-12-19
- Accepted Time:
- 2019-12-23 14:49:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1733998 | Northwest Natural Holding Co | NWN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1445672 | Mardilyn Saathoff | 220 Nw Second Avenue Portland OR 97209 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-19 | 2,000 | $44.25 | 11,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-12-19 | 2,000 | $73.15 | 9,641 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-12-19 | 3,000 | $45.74 | 12,641 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-12-19 | 3,000 | $73.15 | 9,641 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2019-12-19 | 2,000 | $0.00 | 2,000 | $44.25 |
Common Stock | Employee Stock Option to Buy | Disposition | 2019-12-19 | 3,000 | $0.00 | 3,000 | $45.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-03-02 | No | 4 | M | Direct | |
0 | 2021-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,292 | Indirect | See Footnote |
Common Stock | 7,222 | Indirect | See Footnote |
Footnotes
- Includes 2,325 time-based restricted stock units (RSUs) granted under issuer's Long Term Incentive Plan. The 2,325 RSUs vest in two installments: 775 shares on March 1, 2020, and 1,550 shares on March 1, 2021.
- This transaction was executed in multiple trades on reported date with prices ranging from $73.105 to $73.22, resulting in an average price of $73.1517. Northwest Natural Holding Company (Issuer) will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of November 30, 2019.
- Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- Options were granted as part of compensation for services. The options were exercised as a cashless exercise.
- The options vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.
- The options vested in four equal installments on each of February 23, 2012, and January 1, 2013, 2014 and 2015.