Filing Details
- Accession Number:
- 0001707925-19-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 14:43:32
- Reporting Period:
- 2019-12-20
- Accepted Time:
- 2019-12-23 14:43:32
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595290 | K Anne Roby | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-12-20 | 9,215 | $109.68 | 36,433 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-12-20 | 6,813 | $213.35 | 29,620 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2019-12-20 | 2,402 | $212.17 | 27,218 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (right to buy) | Disposition | 2019-12-20 | 9,215 | $0.00 | 9,215 | $109.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-28 | 2022-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,630 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | $0.00 | 2,330 | 2,330 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 3,885 | 3,885 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 4,328 | 4,328 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 2,960 | 2,960 | Direct | ||
Ordinary Shares | Stock Option (right to buy) | $176.63 | 2020-03-20 | 2029-03-20 | 26,230 | 26,230 | Direct |
Ordinary Shares | Stock Option (right to buy) | $110.58 | 2014-02-26 | 2023-02-26 | 15,790 | 15,790 | Direct |
Ordinary Shares | Stock Option (right to buy) | $128.80 | 2015-02-25 | 2024-02-25 | 19,900 | 19,900 | Direct |
Ordinary Shares | Stock Option (right to buy) | $128.38 | 2016-02-24 | 2025-02-24 | 26,490 | 26,490 | Direct |
Ordinary Shares | Stock Option (right to buy) | $102.22 | 2017-02-23 | 2026-02-23 | 49,405 | 49,405 | Direct |
Ordinary Shares | Stock Option (right to buy) | $118.71 | 2018-02-28 | 2027-02-28 | 39,585 | 39,585 | Direct |
Ordinary Shares | Stock Option (right to buy) | $154.00 | 2019-02-27 | 2028-02-27 | 32,335 | 32,335 | Direct |
Ordinary Shares | Deferred Stock Unit | $0.00 | 57 | 57 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,330 | 2,330 | Direct | |
3,885 | 3,885 | Direct | |
4,328 | 4,328 | Direct | |
2,960 | 2,960 | Direct | |
2029-03-20 | 26,230 | 26,230 | Direct |
2023-02-26 | 15,790 | 15,790 | Direct |
2024-02-25 | 19,900 | 19,900 | Direct |
2025-02-24 | 26,490 | 26,490 | Direct |
2026-02-23 | 49,405 | 49,405 | Direct |
2027-02-28 | 39,585 | 39,585 | Direct |
2028-02-27 | 32,335 | 32,335 | Direct |
57 | 57 | Direct |
Footnotes
- Shares withheld from option exercise to pay exercise price and taxes.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one-basis.
- Restricted Stock units that will vest in full and payout on or about February 23, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- Conversion to Linde plc ordinary shares is on a one-for-one basis.
- Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for one basis in accordance with the Plan.