Filing Details
- Accession Number:
- 0001209191-19-061744
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 14:15:35
- Reporting Period:
- 2019-12-20
- Accepted Time:
- 2019-12-23 14:15:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294500 | P Brendan Duffey | Po Box 338 132 North First Street Albemarle NC 28002-0338 | Chief Operating Officer, Ucc | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-20 | 970 | $5.30 | 13,006 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Held Jointly With Spouse) | 1,226 | Direct |
Footnotes
- Held by Cede & Co., Depository for IRA FBO Brendan P. Duffey Pershing LLC As Custodian
Billionaire Hedge Funds
