Filing Details
- Accession Number:
- 0001179110-19-013107
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-12-23 09:51:06
- Reporting Period:
- 2019-01-16
- Accepted Time:
- 2019-12-23 09:51:06
- Original Submission Date:
- 2019-01-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1219120 | Advent Convertible & Income Fund | AVK | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1097278 | /De/ Management Capital Advent | 888 7Th Avenue 31St Floor New York NY 10019 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-16 | 21,000 | $13.61 | 151,508 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Item 5 of Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)) has been corrected. Certain shares acquired prior to the date of the reported transaction under a Dividend Reinvestment Plan were inadvertently omitted.