Filing Details
- Accession Number:
- 0001209191-19-061605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-20 17:06:05
- Reporting Period:
- 2019-12-19
- Accepted Time:
- 2019-12-20 17:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92122 | Southern Co | SO | Electric Services (4911) | 580690070 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227464 | A Thomas Fanning | 30 Ivan Allen Jr. Blvd. Nw Atlanta GA 30308 | President, Ceo & Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Southern Company Common Stock | Acquisiton | 2019-12-19 | 1,025,454 | $41.28 | 1,236,147 | No | 4 | M | Direct | |
| Southern Company Common Stock | Disposition | 2019-12-19 | 831,700 | $62.99 | 404,447 | No | 4 | S | Direct | |
| Southern Company Common Stock | Acquisiton | 2019-12-19 | 714,297 | $44.06 | 1,118,744 | No | 4 | M | Direct | |
| Southern Company Common Stock | Disposition | 2019-12-19 | 637,454 | $62.99 | 481,290 | No | 4 | S | Direct | |
| Southern Company Common Stock | Acquisiton | 2019-12-19 | 597,345 | $44.42 | 1,078,635 | No | 4 | M | Direct | |
| Southern Company Common Stock | Disposition | 2019-12-19 | 597,345 | $62.99 | 481,290 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Southern Company Common Stock | Option Right to Buy | Disposition | 2019-12-19 | 597,345 | $0.00 | 597,345 | $44.42 |
| Southern Company Common Stock | Option Right to Buy | Disposition | 2019-12-19 | 714,297 | $0.00 | 714,297 | $44.06 |
| Southern Company Common Stock | Option Right to Buy | Disposition | 2019-12-19 | 1,025,454 | $0.00 | 1,025,454 | $41.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-13 | 2022-02-13 | No | 4 | M | Direct |
| 0 | 2014-02-11 | 2023-02-11 | No | 4 | M | Direct |
| 0 | 2015-02-10 | 2024-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Southern Company Common Stock | 11,714 | Indirect | By 401(K) |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.63, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- Options exercised and sold pursuant to a 10b5-1 trading plan entered into on October 31, 2019 for estate and financial planning purposes. As a result of the transactions, Mr. Fanning increased his ownership of Southern Company common stock by 270,597 shares. Mr. Fanning significantly exceeds his share ownership requirements.
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