Filing Details
- Accession Number:
- 0001562180-19-006217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-20 17:04:40
- Reporting Period:
- 2019-12-18
- Accepted Time:
- 2019-12-20 17:04:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1584754 | Akoustis Technologies Inc. | AKTS | Telephone & Telegraph Apparatus (3661) | 331229046 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1758714 | Kenneth Boller | 9805 Northcross Center Ct, Suite A Huntersville NC 28078 | Interim Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-19 | 4,000 | $0.00 | 11,900 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-12-19 | 500 | $8.06 | 11,400 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2019-12-18 | 15,000 | $0.00 | 15,000 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2019-12-19 | 4,000 | $0.00 | 4,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | No | 4 | A | Direct | ||
8,000 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 20,000 | 20,000 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 9,000 | 9,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
20,000 | 20,000 | Direct | |
9,000 | 9,000 | Direct |
Footnotes
- The Restricted Stock Units convert into common stock on a one-for-one basis.
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2018. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on December 19, 2019.
- Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock
- The Restricted Stock Units vest in five equal annual installments beginning December 18, 2020.
- The Restricted Stock Units vest in two equal annual installments beginning December 19, 2020. The unvested RSUs were previously reported as common stock in Table I.
- The Restricted Stock Units vest in four equal annual installments beginning August 20, 2020. The unvested RSUs were previously reported as common stock in Table I.
- The Restricted Stock Units vest in three equal annual installments beginning November 23, 2020. The unvested RSUs were previously reported as common stock in Table I.