Filing Details

Accession Number:
0001562180-19-006217
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-20 17:04:40
Reporting Period:
2019-12-18
Accepted Time:
2019-12-20 17:04:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1584754 Akoustis Technologies Inc. AKTS Telephone & Telegraph Apparatus (3661) 331229046
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1758714 Kenneth Boller 9805 Northcross Center Ct, Suite A
Huntersville NC 28078
Interim Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-19 4,000 $0.00 11,900 No 4 M Direct
Common Stock Disposition 2019-12-19 500 $8.06 11,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2019-12-18 15,000 $0.00 15,000 $0.00
Common Stock Restricted Stock Units Disposition 2019-12-19 4,000 $0.00 4,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 No 4 A Direct
8,000 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 20,000 20,000 Direct
Common Stock Restricted Stock Units $0.00 9,000 9,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
20,000 20,000 Direct
9,000 9,000 Direct
Footnotes
  1. The Restricted Stock Units convert into common stock on a one-for-one basis.
  2. These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2018. These shares were sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on December 19, 2019.
  3. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock
  4. The Restricted Stock Units vest in five equal annual installments beginning December 18, 2020.
  5. The Restricted Stock Units vest in two equal annual installments beginning December 19, 2020. The unvested RSUs were previously reported as common stock in Table I.
  6. The Restricted Stock Units vest in four equal annual installments beginning August 20, 2020. The unvested RSUs were previously reported as common stock in Table I.
  7. The Restricted Stock Units vest in three equal annual installments beginning November 23, 2020. The unvested RSUs were previously reported as common stock in Table I.