Filing Details
- Accession Number:
- 0001628280-19-015265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-20 16:11:57
- Reporting Period:
- 2019-12-18
- Accepted Time:
- 2019-12-20 16:11:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497436 | Peter D'arrigo | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-18 | 10,000 | $9.00 | 62,267 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-18 | 10,000 | $70.45 | 52,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-18 | 10,000 | $0.00 | 10,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,000 | 2011-07-28 | 2020-07-28 | No | 4 | M | Direct |
Footnotes
- Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
- The Common Shares reported herein as being sold were sold at a range of between $70.12 and $70.67 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.
Billionaire Hedge Funds
