Filing Details
- Accession Number:
- 0001654954-19-014126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-20 10:58:40
- Reporting Period:
- 2019-12-18
- Accepted Time:
- 2019-12-20 10:58:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
924805 | Freedom Holding Corp. | FRHC | Security Brokers, Dealers & Flotation Companies (6211) | 300233726 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1462119 | Evgeny Ler | Esentai Tower Bc, Floor 7 77/7 Al Farabi Ave. Almaty 1P 050040 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2019-12-18 | 21,238 | $14.75 | 56,362 | No | 4 | S | Direct | |
Common | Disposition | 2019-12-19 | 8,762 | $14.76 | 47,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The transaction was executed in multiple trades at prices ranging from $14.603 to $14.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Freedom Holding Corp. or a shareholder of Freedom Holding Corp. full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices ranging from $14.71 to $14.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Freedom Holding Corp. or a shareholder of Freedom Holding Corp. full information regarding the number of shares and prices at which the transaction was effected.