Filing Details
- Accession Number:
- 0001398344-19-022778
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-19 15:50:00
- Reporting Period:
- 2019-12-17
- Accepted Time:
- 2019-12-19 15:50:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
813623 | Swiss Helvetia Fund Inc. | SWZ | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-17 | 40,000 | $8.15 | 71,037 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-18 | 614 | $8.15 | 71,651 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |