Filing Details
- Accession Number:
- 0001368148-19-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-18 17:22:51
- Reporting Period:
- 2019-12-17
- Accepted Time:
- 2019-12-18 17:22:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402609 | Jr William Lehmann | 3201 Carnegie Avenue Cleveland OH 44115-2634 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-12-17 | 12,560 | $1.18 | 499,636 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-12-18 | 30,000 | $1.17 | 469,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.20, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- Securities beneficially owned are comprised of (1) 229,738 shares of common stock owned and (2) unvested restricted stock units aggregating 239,898 related to annual awards, which vest quarterly over a three or four-year period from date of grant.
Billionaire Hedge Funds
