Filing Details
- Accession Number:
- 0001225208-19-015959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-18 16:32:03
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-18 16:32:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1166691 | Comcast Corp | CMCSA | Cable & Other Pay Television Services (4841) | 270000798 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203695 | L David Cohen | One Comcast Center Philadelphia PA 19103 | Sr. Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-11-27 | 95,336 | $0.00 | 164,790 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2019-11-29 | 9,681 | $0.00 | 155,109 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2019-12-03 | 1,162 | $0.00 | 153,947 | No | 5 | G | Direct | |
| Class A Common Stock | Acquisiton | 2019-12-16 | 766,920 | $9.17 | 947,077 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-12-16 | 357,300 | $12.51 | 1,304,377 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-12-16 | 246,598 | $43.98 | 1,057,779 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2019-12-16 | 373,508 | $43.71 | 684,271 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-12-16 | 504,114 | $43.96 | 180,157 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2019-12-10 | 4,127 | $0.00 | 51,060 | No | 5 | G | Indirect | By GRATs |
| Class A Common Stock | Acquisiton | 2019-12-10 | 4,127 | $0.00 | 798,389 | No | 5 | G | Indirect | By Trusts |
| Class A Common Stock | Acquisiton | 2019-12-16 | 328,680 | $9.17 | 1,127,069 | No | 4 | M | Indirect | By Trusts |
| Class A Common Stock | Disposition | 2019-12-16 | 68,485 | $44.01 | 1,058,584 | No | 4 | F | Indirect | By Trusts |
| Class A Common Stock | Disposition | 2019-12-16 | 260,195 | $43.83 | 798,389 | No | 4 | S | Indirect | By Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 5 | G | Indirect | By GRATs |
| No | 5 | G | Indirect | By Trusts |
| No | 4 | M | Indirect | By Trusts |
| No | 4 | F | Indirect | By Trusts |
| No | 4 | S | Indirect | By Trusts |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option to Purchase | Disposition | 2019-12-16 | 118,560 | $37.46 | 118,560 | $37.46 |
| Class A Common Stock | Option to Purchase | Disposition | 2019-12-16 | 162,000 | $29.88 | 162,000 | $29.88 |
| Class A Common Stock | Option to Purchase | Disposition | 2019-12-16 | 357,300 | $12.51 | 357,300 | $12.51 |
| Class A Common Stock | Option to Purchase | Disposition | 2019-12-16 | 766,920 | $9.17 | 766,920 | $9.17 |
| Class A Common Stock | Option to Purchase | Acquisiton | 2019-12-16 | 118,560 | $0.00 | 118,560 | $37.46 |
| Class A Common Stock | Option to Purchase | Acquisiton | 2019-12-16 | 162,000 | $0.00 | 162,000 | $29.88 |
| Class A Common Stock | Option to Purchase | Disposition | 2019-12-16 | 328,680 | $9.17 | 328,680 | $9.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 276,640 | 2027-03-16 | No | 5 | G | Direct | |
| 318,000 | 2026-03-17 | No | 5 | G | Direct | |
| 436,700 | 2021-03-24 | No | 4 | M | Direct | |
| 0 | 2020-03-25 | No | 4 | M | Direct | |
| 118,560 | 2027-03-16 | No | 5 | G | Indirect | |
| 162,000 | 2026-03-17 | No | 5 | G | Indirect | |
| 0 | 2020-03-25 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 80 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $43.32 to $44.04. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $43.60 to $44.04. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
- The options were granted on March 18, 2016 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
- With respect to the number of shares set forth in Column 7, this option is immediately exercisable.
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