Filing Details
- Accession Number:
- 0001666071-19-000183
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-18 16:21:58
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-18 16:21:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204015 | Kirk Somers | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Legal & Privacy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-16 | 777 | $9.08 | 84,070 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-16 | 261 | $20.00 | 84,331 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-16 | 10,000 | $30.44 | 94,331 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-16 | 11,038 | $58.00 | 83,293 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-12-17 | 200 | $0.00 | 83,093 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2019-12-17 | 200 | $0.00 | 82,893 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-16 | 777 | $0.00 | 777 | $9.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-16 | 261 | $0.00 | 261 | $20.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-12-16 | 10,000 | $0.00 | 10,000 | $30.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-08-01 | No | 4 | M | Direct | |
| 3,125 | 2026-12-06 | No | 4 | M | Direct | |
| 12,500 | 2027-07-07 | No | 4 | M | Direct |
Footnotes
- Shares transferred by the Reporting Person as a bona fide gift without consideration.
- Fully vested.
- This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.
- This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.
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