Filing Details
- Accession Number:
- 0001157523-19-002355
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-18 09:00:59
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-18 09:00:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 65596 | Siebert Financial Corp | SIEB | Security Brokers, Dealers & Flotation Companies (6211) | 111796714 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1683285 | Kennedy Cabot Acquisition, Llc | 24005 Ventura Blvd. Suite 200 Calabasas CA 91302 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Disposition | 2019-12-16 | 50,000 | $1.90 | 3,527,283 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- (1) On December 16, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant.
Billionaire Hedge Funds
