Filing Details
- Accession Number:
- 0001104659-19-073500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 18:23:31
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-17 18:23:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425355 | Mill City Ventures Iii Ltd | MCVT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1394647 | Ii Anthony Joseph Geraci | 1907 Wayzata Blvd., Suite 205 Wayzata MN 55391 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-16 | 19,486 | $0.50 | 441,246 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-12-16 | 4,545 | $1.10 | 445,791 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,273 | Indirect | By spouse |
Common Stock | 290,055 | Indirect | By Lantern Advisers LLC |
Footnotes
- A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.