Filing Details
- Accession Number:
- 0001127602-19-035259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 18:14:07
- Reporting Period:
- 2019-12-13
- Accepted Time:
- 2019-12-17 18:14:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546165 | Lee Lucy Helm | 2401 Utah Avenue South Suite 800 Seattle WA 98134 | Evp, Chief Partner Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-13 | 13,982 | $24.87 | 128,315 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-12-13 | 5,000 | $40.50 | 133,315 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-13 | 18,982 | $88.49 | 114,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-12-13 | 13,982 | $0.00 | 13,982 | $24.87 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-12-13 | 5,000 | $0.00 | 5,000 | $40.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-11-19 | No | 4 | M | Direct | |
| 69,030 | 2023-11-11 | No | 4 | M | Direct |
Footnotes
- Includes 114.263 accrued dividend equivalents on unvested time-based restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $88.471 to $88.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016.
- The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014, and three increments of 32,388 shares each on November 11, 2015, November 11, 2016 and November 11, 2017.
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