Filing Details

Accession Number:
0001678463-19-000121
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-12-17 16:36:42
Reporting Period:
2019-03-14
Accepted Time:
2019-12-17 16:36:42
Original Submission Date:
2019-03-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1678463 Forterra Inc. FRTA Concrete Products, Except Block & Brick (3272) 371830464
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718161 Rodney Charles Brown 511 East John Carpenter Freeway
Suite 600
Irving TX 75062
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-14 23,585 $4.51 108,131 No 4 P Direct
Common Stock Acquisiton 2019-03-15 13,160 $3.52 121,291 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2019-03-14 88,690 $0.00 88,690 $0.00
Common Stock Stock Option (Right to Buy) Acquisiton 2019-03-14 197,351 $0.00 197,351 $4.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
88,690 No 4 A Direct
197,351 2029-03-14 No 4 A Direct
Footnotes
  1. The price reflects the weighted average purchase price.
  2. Amendment filed to correct total in column 5.
  3. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  4. One-third of these restricted stock units are scheduled to vest on each of March 14, 2020; March 14, 2021; and March 14, 2022.
  5. Stock option vests in three equal installments on the first, second and third anniversaries of the grant date.
  6. Granted as compensation for services.