Filing Details
- Accession Number:
- 0001493152-19-019367
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 16:30:28
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-17 16:30:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1076682 | Polarityte Inc. | PTE | Biological Products, (No Disgnostic Substances) (2836) | 061529524 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455767 | M Rainer Erdtmann | 995 East Arques Avenue Sunnyvale CA 94085 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-12-16 | 31,846 | $2.47 | 30,000 | No | 4 | S | Indirect | By Zeigeist Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Zeigeist Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Direct |
Footnotes
- Mr. Erdtmann owns and controls Zeigeist LLC. Zeigeist is a limited partner in Point Sur Investors Fund I, LP, a biotech investment fund,which sold its entire position in the common stock of the Issuer in accordance with Point Sur's investment policies. The number of shares sold isthe portion of shares sold by Point Sur that were owned indirectly through Zeigeist. Zeitgeist still owns directly 30,000 shares and Mr.Erdtmann still owns 20,000 shares directly.
- The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.40 to $2.57, inclusive.The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and ExchangeCommission, upon request, full information regarding the number of shares sold at each separate price that was included in the calculation oftRheem warekigs:hted average price.