Filing Details

Accession Number:
0001437749-19-024529
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-17 16:06:46
Reporting Period:
2019-12-16
Accepted Time:
2019-12-17 16:06:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
840715 Clearone Inc CLRO Telephone & Telegraph Apparatus (3661) 870398877
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897911 D Edward Bagley 2350 Oak Hill Lane
Salt Lake City UT 84121
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-16 280 $1.90 7,425,320 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Acquisiton 2019-12-17 340,909 $1.76 340,909 $1.76
Common Stock Secured Convertible Notes Acquisiton 2019-12-17 0 $2.11 1,421,801 $2.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
340,909 2019-12-17 2026-12-17 No 4 P Direct
0 2019-12-17 2023-12-17 No 4 P Direct