Filing Details
- Accession Number:
- 0001437749-19-024529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 16:06:46
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-17 16:06:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840715 | Clearone Inc | CLRO | Telephone & Telegraph Apparatus (3661) | 870398877 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 897911 | D Edward Bagley | 2350 Oak Hill Lane Salt Lake City UT 84121 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-16 | 280 | $1.90 | 7,425,320 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2019-12-17 | 340,909 | $1.76 | 340,909 | $1.76 |
| Common Stock | Secured Convertible Notes | Acquisiton | 2019-12-17 | 0 | $2.11 | 1,421,801 | $2.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 340,909 | 2019-12-17 | 2026-12-17 | No | 4 | P | Direct |
| 0 | 2019-12-17 | 2023-12-17 | No | 4 | P | Direct |
Billionaire Hedge Funds
