Filing Details
- Accession Number:
- 0001104659-19-073411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 16:05:43
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-17 16:05:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578620 | Alcentra Capital Corp | ABDC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186930 | Edward Grebow | C/O Alcentra Capital Corporation 200 Park Avenue, 7Th Floor New York NY 10166 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-16 | 5,000 | $9.14 | 41,208 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | By Children's Trust |
Footnotes
- The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.135 to $9.15 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
Billionaire Hedge Funds
