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Filing Details

Accession Number:: 0000049071-19-000136
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-12-17 15:24:26
Reporting Period:: 2019-12-15

Accepted Time:: 2019-12-17 15:24:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1565717	S. Timothy Huval	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2019-12-15	1,189	$0.00	10,571	No	4	M	Direct
Humana Common	Disposition	2019-12-15	543	$350.41	10,028	No	4	F	Direct
Humana Common	Acquisiton	2019-12-15	512	$0.00	10,540	No	4	M	Direct
Humana Common	Disposition	2019-12-15	234	$350.41	10,306	No	4	F	Direct
Humana Common	Acquisiton	2019-12-15	460	$0.00	10,766	No	4	M	Direct
Humana Common	Disposition	2019-12-15	211	$350.41	10,555	No	4	F	Direct
Humana Common	Disposition	2019-12-16	1,173	$354.59	9,382	No	4	S	Direct
Humana Common	Disposition	2019-03-04	340	$0.00	9,042	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Restricted Stock Units	Disposition	2019-12-15	1,189	$0.00	1,189	$0.00
Humana Common	Restricted Stock Units	Disposition	2019-12-15	512	$0.00	512	$0.00
Humana Common	Restricted Stock Units	Disposition	2019-12-15	460	$0.00	460	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,782	No	4	M	Direct
513	No	4	M	Direct
920	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$217.42	2024-03-08	12,916	12,916	Direct
Humana Common	Options	$268.47	2025-02-19	4,416	4,416	Direct
Humana Common	Options	$307.97	2026-02-25	6,106	6,106	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-03-08	12,916	12,916	Direct
2025-02-19	4,416	4,416	Direct
2026-02-25	6,106	6,106	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
All shares sold at reported price.
This transation represents a gift/charitable donation effective March 4, 2019, in which no value was received in return.