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Home > Insider Trading > Filing (0001398344-19-022592)

Filing Details

Accession Number:: 0001398344-19-022592
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-12-17 13:38:47
Reporting Period:: 2017-11-06

Accepted Time:: 2019-12-17 13:38:47
Original Submission Date:: 2017-11-07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1495584	Firsthand Technology Value Fund Inc.	SVVC	()	273008946

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1518301	M Kevin Landis	150 Almaden Blvd., Suite 1250 San Jose CA 95113	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-06	1,000	$7.94	214,148	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	44,016	Indirect	By Firsthand Capital Management, Inc.

Footnotes

This amendment is filed for purposes of correcting the total number of shares owned by the reporting person. Although all transactions were previously reported, the total previously reported in column 5 reflected an inadvertent error and was 6,763 shares too low.