Filing Details
- Accession Number:
- 0001543407-19-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-12-17 11:39:14
- Reporting Period:
- 2019-12-16
- Accepted Time:
- 2019-12-17 11:39:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10795 | Becton Dickinson & Co | BDX | Surgical & Medical Instruments & Apparatus (3841) | 220760120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621793 | Jr E Thomas Polen | C/O Becton, Dickinson And Company 1 Becton Drive Franklin Lakes NJ 07417 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-16 | 3,907 | $134.73 | 21,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-16 | 1,953 | $269.63 | 19,071 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-12-16 | 1,954 | $269.63 | 17,117 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-12-16 | 10,000 | $150.12 | 27,117 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-12-16 | 5,568 | $269.63 | 21,549 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-12-16 | 4,432 | $269.63 | 17,117 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2019-12-16 | 3,907 | $0.00 | 3,907 | $134.73 |
| Common Stock | Stock Appreciation Rights | Disposition | 2019-12-16 | 10,000 | $0.00 | 10,000 | $150.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-25 | 2024-11-25 | No | 4 | M | Direct |
| 3,763 | 2016-11-26 | 2025-11-26 | No | 4 | M | Direct |
Footnotes
- The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $269.16 through $269.98. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- The stock appreciation rights vest in four annual installments beginning November 25, 2015.
- The stock appreciation rights vest in four annual installments beginning November 26, 2016.
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