Filing Details

Accession Number:
0001216763-19-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-12-16 18:07:07
Reporting Period:
2019-12-12
Accepted Time:
2019-12-16 18:07:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
945114 Systemax Inc SYX Wholesale-Industrial Machinery & Equipment (5084) 113262067
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216763 P Lawrence Reinhold C/O Systemax Inc.
11 Harbor Park Drive
Port Washington NY 11050
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-12 1,257 $12.00 162,289 No 4 M Direct
Common Stock Disposition 2019-12-12 1,257 $25.00 161,032 No 4 S Direct
Common Stock Acquisiton 2019-12-13 43,856 $12.00 204,888 No 4 M Direct
Common Stock Disposition 2019-12-13 43,856 $25.00 161,032 No 4 S Direct
Common Stock Acquisiton 2019-12-13 228 $6.65 161,260 No 4 M Direct
Common Stock Disposition 2019-12-12 228 $25.00 161,032 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-12-12 1,257 $0.00 1,257 $12.00
Common Stock Employee Stock Option (right to buy) Disposition 2019-12-13 43,856 $0.00 43,856 $12.00
Common Stock Employee Stock Option (right to buy) Disposition 2019-12-13 228 $0.00 228 $6.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,856 2021-11-14 No 4 M Direct
0 2021-11-14 No 4 M Direct
99,772 2026-12-14 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. Cashless exercise of 1,257 options and immediate sale of 1,257 shares of common stock through broker of an award granted on granted on November 14, 2011.
  2. The amount of non-derivative securities beneficially owned following the reported transactions are 161,032, which includes: the January 7, 2019 grant of 849 Restricted Stock Units, the June 3, 2019 grant of 1,839 Restricted Stock Units and 158,344 shares of common stock.
  3. The options granted on November 14, 2011 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.
  4. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. Cashless exercise of 43,856 options and immediate sale of 43,856 shares of common stock through broker of an award granted on granted on November 14, 2011.
  5. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person. Cashless exercise of 228 options and immediate sale of 228 shares of common stock through broker of an award granted on granted on December 14, 2016.
  6. The options granted on December 14, 2016 have a four year vesting schedule with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date.